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David Justin Enzer

Roth Capital Partners, LLC

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About David Justin Enzer

David Enzer is a financial professional with over 20 years of experience in the industry. David is currently a registered representative at Roth Capital Partners, LLC, a firm that provides a variety of investment services. Prior to joining Roth Capital Partners, LLC, David was employed with Gunnallen Financial, Inc. David has a strong track record of success in the financial services industry. David holds several professional licenses, including Series 7, 24, 63 and SIE. David is a valuable resource for investors seeking guidance on investment strategies and wealth management.

Firm Information

David Enzer is currently registered with Roth Capital Partners, LLC. Roth Capital Partners, LLC is a Limited Liability Company formed on January 10, 2001. The firm provides investment advisory services, including distribution of sell-side research reports/corporate access and acting as a solicitor. They have a presence in 52 states and the District of Columbia. Roth Capital Partners, LLC primarily serves investment companies and other investment advisors, with a reported 70 clients in these categories. The firm has disclosed 16 regulatory events and 12 arbitration events.

Not reported

Assets Under Management

Not reported

Total Clients

85

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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(1) distribution of sell-side research reports/corporate access (2) solicitor

(1) distribution of sell-side research reports/corporate access (2) solicitor

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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David Enzer’s Registration & Firm History

CA

11/25/2003 - Present

Roth Capital Partners, LLC (LOS ANGELES CA)

FL

08/08/2001 - 07/18/2003

GUNNALLEN FINANCIAL, INC (TAMPA FL)

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Licenses & Designations

BC

Issued 08/26/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/22/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Justin Enzer.
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