Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Edward Lawn is a financial professional with over two decades of experience in the securities industry. David has held various roles at several firms, including Nasdaq Capital Markets Advisory LLC, Execution Access, LLC, INET ATS, Inc., and Freimark Blair & Company, Inc. Currently, David is registered with Nasdaq Execution Services, LLC, where he holds a Series 4, Series 7, Series 24, Series 55, Series 57TO, and Series 99TO. David is licensed in all 50 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
02/01/2006 - Present
Nasdaq Execution Services, LLC (PHILADELPHIA PA)
NY
05/17/2007 - 12/19/2016
NASDAQ CAPITAL MARKETS ADVISORY LLC (NEW YORK NY)
NY
04/03/2013 - 10/30/2015
EXECUTION ACCESS, LLC (NEW YORK NY)
NJ
05/10/2004 - 02/01/2006
INET ATS, INC. (JERSEY CITY NJ)
NJ
07/26/2000 - 03/26/2004
FREIMARK BLAIR & COMPANY, INC. (UPPER SADDLE RIVER NJ)
BC
Issued 06/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2007
Series 4 - Registered Options Principal Examination
BC
Issued 11/22/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Lawn is the right advisor for you? Invested Better is here to help.
