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Christopher Thomas Hutter

Nasdaq Execution Services, LLC

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About Christopher Thomas Hutter

Christopher Thomas Hutter is a registered representative with Nasdaq Execution Services, LLC, a firm with a broad scope of business. Christopher has been in the securities industry since September 16, 2012 and has passed the Series 99 and SIE exams. Christopher was previously affiliated with NASDAQ OPTIONS SERVICES, LLC.

Firm Information

Christopher Hutter is currently registered with Nasdaq Execution Services, LLC. Nasdaq Execution Services, LLC is a Limited Liability Company formed in November 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has 10 regulatory events on file.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Hutter’s Registration & Firm History

PA

11/25/2013 - Present

Nasdaq Execution Services, LLC (PHILADELPHIA PA)

NY

09/17/2012 - 04/08/2014

NASDAQ OPTIONS SERVICES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Thomas Hutter.
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