Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian McKenna is a licensed financial professional with over 25 years of experience in the financial services industry. Brian McKenna has a strong track record of success in providing investment advice and guidance to clients. Brian McKenna is currently registered with Roth Capital Partners, LLC, a full-service investment banking firm that provides a comprehensive range of financial services to a wide range of clients. Brian McKenna is also registered with the states of California, Connecticut, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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2
CT
01/02/2024 - Present
Roth Capital Partners, LLC (STAMFORD CT)
NY
07/31/2015 - 10/27/2017
OTR GLOBAL TRADING LLC (PURCHASE NY)
NY
05/28/2014 - 03/13/2015
CANTOR FITZGERALD & CO. (NEW YORK NY)
CT
09/14/2012 - 06/18/2013
CRT CAPITAL GROUP LLC (STAMFORD CT)
MA
07/21/2011 - 10/12/2011
MERLIN SECURITIES, LLC (BOSTON MA)
NY
01/27/2010 - 10/12/2010
COLLINS STEWART LLC. (NEW YORK NY)
MA
01/27/2006 - 12/31/2009
WILLIAM BLAIR & COMPANY L.L.C. (BOSTON MA)
PA
07/25/2003 - 01/23/2006
SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)
CA
04/27/2000 - 07/08/2003
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CA
03/31/1997 - 12/20/1999
VOLPE BROWN WHELAN & COMPANY, LLC (SAN FRANCISCO CA)
IL
03/24/1995 - 03/27/1997
RODMAN & RENSHAW INC. (CHICAGO IL)
NY
05/24/1991 - 03/31/1995
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NY
01/18/1990 - 04/08/1991
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
07/31/1986 - 01/02/1990
MCKINLEY ALLSOPP, INC.
NA
09/24/1985 - 06/12/1986
KIDDER, PEABODY & CO. INCORPORATED
BC
Issued 11/26/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/27/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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