Unclaimed
Aubree Greenspun is a registered representative with Nasdaq Execution Services, LLC. Aubree has been in the financial industry since 2002 and has a wide range of experience in the securities industry. Aubree holds Series 7, Series 55, Series 57TO, and SIE licenses. Aubree is also a Registered Options Principal. Aubree was previously registered with NASDAQ OPTIONS SERVICES, LLC, MONADNOCK CAPITAL MANAGEMENT, LP, MCM SECURITIES, L.P., SUSQUEHANNA INVESTMENT GROUP, SUSQUEHANNA SECURITIES, SUSQUEHANNA CAPITAL GROUP and SUSQUEHANNA FINANCIAL GROUP, LLLP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
11/21/2013 - Present
Nasdaq Execution Services, LLC (PHILADELPHIA PA)
NY
04/06/2009 - 04/08/2014
NASDAQ OPTIONS SERVICES, LLC (NEW YORK NY)
DE
10/28/2008 - 01/23/2009
MONADNOCK CAPITAL MANAGEMENT, LP (WILMINGTON DE)
PA
12/03/2007 - 10/23/2008
MCM SECURITIES, L.P. (PHILADELPHIA PA)
DE
04/17/2007 - 12/03/2007
MONADNOCK CAPITAL MANAGEMENT, LP (WILMINGTON DE)
PA
04/10/2006 - 05/04/2006
SUSQUEHANNA INVESTMENT GROUP (BALA CYNWYD PA)
PA
04/10/2006 - 05/04/2006
SUSQUEHANNA SECURITIES (BALA CYNWYD PA)
PA
02/19/2002 - 04/10/2006
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
PA
04/18/2001 - 07/22/2005
SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)
BC
Issued 07/18/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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