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Aubree Lee Greenspun

Nasdaq Execution Services, LLC

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About Aubree Lee Greenspun

Aubree Greenspun is a registered representative with Nasdaq Execution Services, LLC. Aubree has been in the financial industry since 2002 and has a wide range of experience in the securities industry. Aubree holds Series 7, Series 55, Series 57TO, and SIE licenses. Aubree is also a Registered Options Principal. Aubree was previously registered with NASDAQ OPTIONS SERVICES, LLC, MONADNOCK CAPITAL MANAGEMENT, LP, MCM SECURITIES, L.P., SUSQUEHANNA INVESTMENT GROUP, SUSQUEHANNA SECURITIES, SUSQUEHANNA CAPITAL GROUP and SUSQUEHANNA FINANCIAL GROUP, LLLP.

Firm Information

Aubree Greenspun is currently registered with Nasdaq Execution Services, LLC. Nasdaq Execution Services, LLC is a Limited Liability Company formed in November 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has 10 regulatory events on file.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aubree Greenspun’s Registration & Firm History

PA

11/21/2013 - Present

Nasdaq Execution Services, LLC (PHILADELPHIA PA)

NY

04/06/2009 - 04/08/2014

NASDAQ OPTIONS SERVICES, LLC (NEW YORK NY)

DE

10/28/2008 - 01/23/2009

MONADNOCK CAPITAL MANAGEMENT, LP (WILMINGTON DE)

PA

12/03/2007 - 10/23/2008

MCM SECURITIES, L.P. (PHILADELPHIA PA)

DE

04/17/2007 - 12/03/2007

MONADNOCK CAPITAL MANAGEMENT, LP (WILMINGTON DE)

PA

04/10/2006 - 05/04/2006

SUSQUEHANNA INVESTMENT GROUP (BALA CYNWYD PA)

PA

04/10/2006 - 05/04/2006

SUSQUEHANNA SECURITIES (BALA CYNWYD PA)

PA

02/19/2002 - 04/10/2006

SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)

PA

04/18/2001 - 07/22/2005

SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)

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Licenses & Designations

BC

Issued 07/18/2001

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/17/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Aubree Lee Greenspun.
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