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Anthony Joseph Martuscelli

Nasdaq Execution Services, LLC

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About Anthony Joseph Martuscelli

Anthony Martuscelli is a financial professional with over 20 years of experience in the securities industry. Anthony has held a variety of roles, including a General Securities Representative, and has been associated with several firms over the years. Anthony is currently a Registered Representative with Nasdaq Execution Services, LLC. He is also a Registered Principal with Series 4, 9, 10, and 24 licenses. Anthony has a broad range of experience in the financial industry, including knowledge of securities trading, investment strategies, and options trading.

Firm Information

Anthony Martuscelli is currently registered with Nasdaq Execution Services, LLC. Nasdaq Execution Services, LLC is a Limited Liability Company formed in November 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has 10 regulatory events on file.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Martuscelli’s Registration & Firm History

PA

11/02/2007 - Present

Nasdaq Execution Services, LLC (PHILADELPHIA PA)

NY

11/02/2007 - 04/11/2014

NASDAQ OPTIONS SERVICES, LLC (NEW YORK NY)

NJ

04/07/2000 - 06/05/2007

TD AMERITRADE, INC. (JERSEY CITY NJ)

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Licenses & Designations

IA

Issued 03/16/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/26/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/27/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/20/2005

Series 4 - Registered Options Principal Examination

BC

Issued 09/21/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/08/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/06/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anthony Joseph Martuscelli.
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