Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Gerard Caserta is a registered representative with Roth Capital Partners, LLC, and has been working in the financial industry since 1985. Anthony has a broad range of experience in the financial services industry, having previously worked at firms such as Cova Capital Partners LLC, Northland Securities, Inc., Summer Street Research Partners, The Concord Equity Group, LLC, Leerink Swann & Company, Lynch, Jones & Ryan, Inc., Oppenheimer & Co., Inc. and Stoever, Glass & Company Inc.. Anthony holds Series 7, Series 24, and Series 63 licenses. Anthony is registered in several states, including California, Colorado, Connecticut, Florida, Maryland, Massachusetts, New Jersey, New York, Oregon, Puerto Rico, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
(1) distribution of sell-side research reports/corporate access (2) solicitor
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
NY
12/06/2019 - Present
Roth Capital Partners, LLC (NEW YORK NY)
NY
04/13/2016 - 11/27/2019
COVA CAPITAL PARTNERS LLC (SYOSSET NY)
NY
03/13/2015 - 04/05/2016
NORTHLAND SECURITIES, INC. (NEW YORK NY)
NY
01/15/2004 - 03/19/2015
SUMMER STREET RESEARCH PARTNERS (NEW YORK NY)
NJ
12/19/2002 - 01/14/2004
THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)
MA
02/12/1996 - 12/16/2002
LEERINK SWANN & COMPANY (BOSTON MA)
NY
10/22/1993 - 10/18/1995
LYNCH, JONES & RYAN, INC. (NEW YORK NY)
NY
08/15/1986 - 11/10/1993
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
05/21/1985 - 08/26/1986
STOEVER, GLASS & COMPANY INC.
BC
Issued 06/18/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
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