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Andrew Plez Burns

Cetera Investment Services LLC

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About Andrew Plez Burns

Andrew Burns is a financial advisor who is licensed to provide securities and investment advisory services. Andrew's firm is Cetera Investment Services LLC. Andrew has been working in the financial services industry since November 2, 2022 and holds the Series 63, Series 7TO, and SIE licenses. Andrew is registered with the state of Alabama.

Firm Information

Andrew Burns is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Andrew Burns’s Registration & Firm History

AL

11/03/2022 - Present

Cetera Investment Services LLC (BIRMINGHAM AL)

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Licenses & Designations

BC

Issued 12/20/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/03/2022

Series 7TO - General Securities Representative Examination

BC

Issued 02/08/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Andrew Plez Burns.
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