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Amanda Horner Poe

Cetera Investment Services LLC

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About Amanda Horner Poe

Amanda Poe is a financial professional with over 25 years of experience in the financial services industry. Amanda is currently registered with Cetera Investment Services LLC and holds the Series 4, 7, 24, 53, 55, and 63 securities licenses as well as the SIE. Amanda has previously held positions with ALPS DISTRIBUTORS, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, STERNE, AGEE & LEACH, INC., STERNE AGEE CAPITAL MARKETS, INC., SAL FINANCIAL SERVICES and PROEQUITIES, INC..

Firm Information

Amanda Poe is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amanda Poe’s Registration & Firm History

AL

09/26/2023 - Present

Cetera Investment Services LLC (BIRMINGHAM AL)

AL

03/11/2016 - 07/10/2023

ALPS DISTRIBUTORS, INC. (BIRMINGHAM AL)

AL

07/08/2015 - 03/04/2016

STIFEL, NICOLAUS & COMPANY, INCORPORATED (BIRMINGHAM AL)

AL

05/26/2006 - 10/07/2015

STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)

AL

03/21/2003 - 07/01/2004

STERNE AGEE CAPITAL MARKETS, INC. (BIRMINGHAM AL)

AL

02/10/2000 - 03/26/2003

STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)

AL

04/20/1998 - 02/07/2000

SAL FINANCIAL SERVICES (BIRMINGHAM AL)

AL

10/14/1997 - 04/29/1998

PROEQUITIES, INC. (BIRMINGHAM AL)

AL

12/01/1994 - 10/01/1997

STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)

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Licenses & Designations

BC

Issued 07/21/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/24/2010

Series 4 - Registered Options Principal Examination

BC

Issued 08/02/2001

Series 53 - Municipal Securities Principal Examination

BC

Issued 02/24/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/15/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amanda Horner Poe.
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