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Advisors in Wisconsin
7,945 Results
Unclaimed

Packerland Brokerage Services, Inc.

location

Birnamwood, WI

experience

23 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Alan Resch is a financial advisor at Packerland Brokerage Services, Inc., with experience in the industry since 2002. Alan holds licenses in both Broker/Dealer and Investment Adviser roles in Wisconsin. Previously, Alan was a registered representative at Gradient Securities, LLC and G. A. Reppe & Company, as well as Packerland Brokerage Services, Inc.. Alan has a strong background in insurance sales and management and is also involved with commercial property management. Alan focuses on providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Pruco Securities, LLC

location

GREEN BAY, WI

experience

43 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Alan Borley is a financial advisor with Pruco Securities, LLC. Alan has been in the financial industry since 1982 and specializes in providing advice on investments, insurance, and retirement planning. Alan is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6 and 63 licenses. Alan also holds the Securities Industry Essentials (SIE) exam. Alan is also registered as a financial advisor in Indiana, Michigan, and Wisconsin. In addition to working with individual clients, Alan also serves the needs of corporations and other businesses. Alan's clients include individuals, high-net-worth individuals, trusts, and estates.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

BROOKFIELD, WI

experience

22 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Alan Sternberg is a registered representative with J.P. Morgan Securities LLC in Brookfield, Wisconsin. Alan has over 20 years of experience in the financial services industry and holds the Series 7, Series 63, and Series 65 licenses. Alan specializes in providing financial planning, portfolio management, and pension consulting services to a wide range of clients, including high-net-worth individuals, corporations, and pension plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wealth Enhancement Advisory Services, LLC | CFP ®,CFC ® (Certifications)

location

GREEN BAY, WI

0 Disclosures

ADVISOR BIO

Alan Craig Hicks is a financial advisor with Wealth Enhancement Advisory Services, LLC, located in Plymouth, Minnesota. Alan has been in the industry since 1986. Alan has Series 6, 7, 24 and 63 licenses, as well as the SIE exam. Alan is a Certified Financial Planner and a Chartered Financial Consultant. In addition to his work at Wealth Enhancement Advisory Services, LLC, Alan is also involved in other business activities including: Wealth Enhancement Group, All Development, Oneida Golf & Country Club, Highland Crest Baptist Church, and Brown County Ice Management. Alan's professional experience includes roles at LPL Financial LLC, Park Avenue Securities LLC, Guardian Investor Services Corporation, Equico Securities, Inc., The Equitable Life Assurance Society of the United States, Summit Planning Group LLC, and Wealth Enhancement Group. Alan specializes in providing financial planning, portfolio management, and pension consulting services to individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Alan's firm has approximately $72 billion in assets under management.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
ERISA 3(38) INVESTMENT MANAGER
Unclaimed

Raymond James & Associates, Inc.

location

Waukesha, WI

experience

41 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Alan John Henry is a financial advisor with Raymond James & Associates, Inc. Alan has over 38 years of experience in the financial services industry and is registered in 24 states. Alan has held prior positions with several firms including Wells Fargo Advisors LLC, UBS Financial Services, Inc., RBC Dain Rauscher Inc., Dain Rauscher Incorporated, Kemper Securities Group, Inc., Blunt Ellis & Loewei Incorporated, Robert W. Baird & Co. Incorporated, and Piper, Jaffray & Hopwood Incorporated.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

LPL Financial LLC | CFP ® (Certifications)

location

BROOKFIELD, WI

experience

27 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Alan Nelson Barnes is a financial advisor with over 20 years of experience in the financial services industry. Alan is registered with LPL Financial LLC and is a CERTIFIED FINANCIAL PLANNER™. Alan is also a Registered Representative and Investment Advisor Representative. Alan is passionate about helping individuals and families achieve their financial goals. Alan provides a wide range of financial services, including retirement planning, investment management, college savings, and insurance. Prior to joining LPL Financial LLC, Alan worked at CUNA Brokerage Services, Inc., CUSO Financial Services, L.P., SII Investments, Inc., Allstate Financial Services, LLC, LPL Financial Corporation, U.S. Bancorp Investments, Inc., Firstar Investment Services, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Ameriprise Financial Services, LLC

location

PLOVER, WI

experience

30 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Alan Schroeder is a financial advisor with Ameriprise Financial Services, LLC and has been in the industry since 1995. Alan is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) and has a license to sell securities in Wisconsin and Texas. Alan has a Series 7 and Series 63 license, as well as the Securities Industry Essentials Examination (SIE). Alan specializes in providing financial planning, portfolio management, and other investment advisory services to individuals, businesses, trusts/estates, charitable organizations, and pension and profit-sharing plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Harbour Investments, Inc. | CFC ® (Certifications)

location

Verona, WI

experience

40 Years Experience

0 Disclosures

ADVISOR BIO

Alan Lloyd Winsand is a financial professional with over 30 years of experience in the industry. Alan is currently registered as a Registered Representative and Investment Adviser Representative with Harbour Investments, Inc. Alan has held previous positions with Cambridge Investment Research, Inc. and MML Investors Services, Inc. Alan is a Chartered Financial Consultant and holds Series 6, 7, 22, 24, 63 and 65 licenses. Alan provides financial planning and portfolio management for individuals and families.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Osaic Wealth, Inc.

location

Hayward, WI

experience

37 Years Experience

0 Disclosures

ADVISOR BIO

Alan Foeckler is a financial advisor with Osaic Wealth, Inc. located in Hayward, WI. Alan has been in the financial industry since April 25, 1988. Alan has experience working with clients of various types including high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans. Alan offers a variety of financial planning and investment advisory services to help clients achieve their financial goals. Alan has earned a Series 6, 7, 63, and 65 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Cetera Investment Advisers LLC

location

New Berlin, WI

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Alan Fischer is a financial advisor with over 17 years of experience in the industry. Alan is currently registered with Cetera Investment Advisers LLC and is licensed in multiple states, including Arizona, California, Florida, Iowa, Michigan, Minnesota, Washington, and Wisconsin. Alan is a Series 7 and Series 66 licensed representative and is a member of FINRA. Alan's background includes experience with VOYA Financial Advisors, INC. and A. G. Edwards & Sons, INC. Alan specializes in financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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