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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

Cetera Investment Advisers LLC

location

VISALIA, CA

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Mihai Ioan Petrascu is a registered investment advisor with Cetera Investment Advisers LLC. Mihai Ioan Petrascu has been in the industry since July 30, 2013 and is licensed in California. Mihai Ioan Petrascu is also a Certified Public Accountant.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

LOS ANGELES, CA

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Mika Cogdill is a registered investment advisor with J.p. Morgan Securities LLC. Mika has been in the securities industry since 2002, Mika has a Series 7, Series 66 and SIE licenses. Mika is registered in 53 states and 3 of them are for investment advisory services. Mika is also an employee of JPMorgan Bank, and can offer certain bank products and services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

MML Investors Services, LLC

location

San Mateo, CA

experience

20 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Mikael Lee is a financial advisor with over 16 years of experience in the industry. Mikael is currently registered with MML Investors Services, LLC, a firm with a long history of providing financial advice to individuals, businesses, and institutions. Mikael has a strong track record of helping clients achieve their financial goals. Mikael has been registered with the state of California since 2017. Mikael is also registered with several other states, including Arizona, Colorado, Florida, Hawaii, Maine, Montana, Nevada, and Oregon. Mikael holds several licenses and certifications, including Series 6, 7, and 66. In addition to his work as a financial advisor, Mikael is also involved in the community. Mikael serves on the board of directors of the Pleasanton Seahawks, a youth swim club. Mikael is also the owner of Lee's Teahouse, a Boba tea shop in Pleasanton, California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

J.p. Morgan Securities LLC

location

CHICO, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Mikael Ago is a registered representative with J.p. Morgan Securities LLC. Mikael holds the Series 63, Series 6TO and SIE licenses. Mikael is licensed in the state of California. Mikael has been in the industry since 2022.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Cetera Investment Advisers LLC

location

SAN DIEGO, CA

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Mikaela Joy Doe is a registered representative and investment advisor representative with Cetera Investment Advisers LLC. Mikaela has been in the securities industry since August 2020. She is licensed in Arizona, California, Colorado, Florida, Hawaii, Illinois, Louisiana, Minnesota, Nevada, New York, Ohio, Oregon, Pennsylvania, South Carolina, Utah, Virginia, Washington and Wisconsin. Mikaela's previous employers include Securian Financial Services, Inc., CRI Securities, LLC, and North Star Resource Group.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

RBC Capital Markets, LLC

location

SAN FRANCISCO, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Mikayla Brianne Terrell is a financial professional licensed to provide investment advice in California. Mikayla is affiliated with RBC Capital Markets, LLC. Mikayla has been in the industry for a short time, but has already passed the SIE, Series 79TO, and Series 63 exams. Mikayla has a broad range of specializations, including retirement planning, education savings, and investment strategies for individuals, businesses, and institutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Centaurus Financial, Inc.

location

CAMARILLO, CA

experience

40 Years Experience

disclosure

9 Disclosures

ADVISOR BIO

Mike Kilpatrick is a financial advisor with Centaurus Financial, Inc., a firm with over 500 employees. Mike has been in the financial industry since 1985. Mike has worked for a number of firms, including IDS Life Insurance Company and American Express Financial Advisors Inc. Mike is registered as an investment advisor representative in California, Colorado, and Oregon. Mike is also registered as a securities representative in these states. Mike provides financial planning services to individuals, corporations, and high-net-worth individuals. Mike's firm is registered as a broker-dealer and investment advisor. The firm manages a wide range of investments, including equities, fixed income, and mutual funds.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Publication of Financial Periodicals
Unclaimed

RBC Capital Markets, LLC

location

CENTURY CITY, CA

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Mike Shayestehfar is a financial advisor currently registered with RBC Capital Markets, LLC in Century City, California. Mike has been in the financial services industry since 2007. Prior to joining RBC Capital Markets, LLC, Mike worked with J.P. MORGAN SECURITIES LLC, FIRST REPUBLIC SECURITIES COMPANY, LLC, WELLS FARGO ADVISORS, LLC, WELLS FARGO INVESTMENTS, LLC, ING FINANCIAL PARTNERS, INC., and CITICORP INVESTMENT SERVICES. Mike holds Series 7 and Series 66 securities licenses and is registered in California, Florida, Georgia, Hawaii, Illinois, Massachusetts, New York, and Pennsylvania. Mike specializes in providing financial advice to individuals, businesses, corporations, pension and profit-sharing plans, charitable organizations, insurance companies, and pooled investment vehicles. Mike is also a limited partner in Virginia Villas LLC and Shay Family Vineyard LLC, and an owner of 751 N Alfred Apartments LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Charles Schwab & CO., Inc.

location

Berkeley, CA

experience

25 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Mike Chang is a financial advisor with Charles Schwab & Co., Inc. Mike has been in the financial services industry since 1999. Mike is registered with the state of California. Mike is a licensed securities representative and holds the following FINRA licenses: Series 6, 7, 9, 10, 63, and 66. Mike is also a registered investment advisor in Texas. Mike offers financial planning, and selection of other advisors services.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

BEVERLY HILLS, CA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Mike Seropian is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., where Mike has been employed since April 2017. Mike holds Series 66, SIE, and Series 7 licenses. Mike is licensed in 17 states, including California, Texas, Florida, Illinois, and New York. Mike also has experience with City National Bank, Wells Fargo, and Bank of America, NA.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

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