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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

Wells Fargo Clearing Services, LLC

location

BEVERLY HILLS, CA

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Michael Blood is a financial advisor at Wells Fargo Clearing Services, LLC. Michael has been in the industry since 2004. Michael holds Series 7, Series 66 and SIE licenses and is registered in 48 states and 2 provinces. Michael provides investment consulting services to institutional clients as well as financial planning and portfolio management for individuals and businesses. Previous firms Michael worked for include Morgan Stanley, Barclays Capital Inc. and UBS Financial Services Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

THE Ayco Company, LP

location

Newport Beach, CA

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Michael J MacKesy is a financial advisor registered with The Ayco Company, LP. Michael has been working in the financial industry since 2018. He is a registered representative in the state of California and holds the Series 6, Series 7, Series 63, Series 66, and SIE licenses. Michael specializes in financial planning, portfolio management, and educational seminars. He has experience working with high-net-worth individuals, families, and businesses.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

LPL Financial LLC

location

LOS ALAMITOS, CA

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Michael James Ray is a financial advisor with over 27 years of experience in the industry. Michael has been registered with LPL Financial LLC since January 2021 and is also registered in the states of Arizona, California, Florida, Missouri, and Texas. Michael previously worked with Avantax Investment Services, Inc. from December 1994 to February 2021. Michael is licensed in both securities and investment advisory, and holds Series 6, 63, and 65 licenses. Michael provides financial planning, portfolio management for businesses and individuals, and other advisory services to individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

LPL Financial LLC

location

Lancaster, CA

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Michael Gibbons is a financial advisor with LPL Financial LLC. Michael has been in the financial services industry since June 4, 2006. He is registered with the following states: Alaska, Arizona, California, Florida, Idaho, Kentucky, Maine, Missouri, Nevada, North Carolina, Oklahoma, Tennessee, Texas, and Utah. Michael specializes in providing financial advice to individuals, businesses, and other institutions. He is also registered as an Investment Advisor Representative (IAR) in California and Texas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed
location

Sherman Oaks, CA

experience

30 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Michael Chan is a financial advisor with over 29 years of experience in the financial services industry. Michael is currently registered with Morgan Stanley and has previously held positions with CITIGROUP GLOBAL MARKETS INC. and PRUDENTIAL SECURITIES INCORPORATED. Michael holds a variety of licenses and certifications, including Series 7, Series 9, Series 10, Series 31, Series 63, and Series 65. Michael specializes in providing financial planning, portfolio management, and investment advice to individuals, families, businesses, and institutional clients. Michael is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Edward Jones | CFP ® (Certifications)

location

GRANITE BAY, CA

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Michael Kevin Blair is a financial advisor at Edward Jones. Michael has been in the financial industry since May 2020. Michael specializes in financial planning, pension consulting, and portfolio management. Michael is registered with FINRA and is also registered in 24 states.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Sunstone Advisors, LLC

location

IRVINE, CA

0 Disclosures

ADVISOR BIO

Michael Stone is an investment advisor representative who is currently registered with Sunstone Advisors, LLC. Michael has been in the financial services industry since 2005 and has a strong background in portfolio management, financial planning, and investment advisory services. Michael previously worked at Morgan Stanley Smith Barney LLC and Sanford C. Bernstein & Co., LLC. Michael holds the Series 66, Series 7, and Series 31 licenses and has a strong understanding of the financial markets and investment strategies. Michael is committed to providing his clients with personalized investment advice and guidance to help them achieve their financial goals.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Pooled Investment Vehicles
Unclaimed

UBS Financial Services Inc.

location

LOS ANGELES, CA

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Michael Eav is a financial advisor with UBS Financial Services Inc. based in LOS ANGELES, CA. Michael has been in the financial services industry since December 15, 2006. Michael has a wide range of experience in providing financial advice to individuals, businesses, and institutions. Michael is registered in 37 states and holds the Series 7, Series 66, and SIE licenses. Michael previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

LPL Financial LLC

location

SAN DIEGO, CA

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Michael Kent is a registered representative with LPL Financial LLC. Michael Kent is a financial professional with over 7 years of experience in the industry. Michael is registered with the state of California and has a Series 7 and Series 66 license. Michael specializes in the following areas: Financial Planning, Retirement Planning, College Savings, Insurance and Estate Planning.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Commonwealth Financial Network

location

SAN DIEGO, CA

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Michael Edward Sheehan is a financial advisor with Commonwealth Financial Network. Michael has been in the industry since 2014. Michael Sheehan has been registered with the state of California since 2019. Commonwealth Financial Network is a large firm with a wide range of services, including financial planning, portfolio management, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals

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