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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

LPL Financial LLC | CFP ® (Certifications)

location

SANTA ROSA, CA

experience

38 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Michael Bruce Bagley is a financial advisor with LPL Financial LLC. Michael has been in the financial services industry since July 16, 1987. He has a strong background in investment advising and securities trading, and is a Certified Financial Planner. Michael's previous employment includes positions with Woodbury Financial Services, Inc., Allstate Financial Services, LLC, MetLife Securities Inc. and Metropolitan Life Insurance Company. Michael is licensed to provide investment advice in Arizona, California, Georgia, Hawaii, Missouri, Nevada, North Carolina, Ohio, Oregon, Texas, and Washington.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Steelpeak Wealth, LLC

location

WOODLAND HILLS, CA

0 Disclosures

ADVISOR BIO

Michael Shotton is an investment advisor representative with Steelpeak Wealth, LLC in Woodland Hills, CA. Michael has been in the industry since 2006. Michael has a Series 66 and Series 65 license. Michael is a registered investment advisor in California.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

LOS ANGELES, CA

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Michael Rogers is a registered representative with J.p. Morgan Securities LLC. Michael is an experienced financial professional with over 20 years of experience in the industry. Michael has previously been registered with Deutsche Bank Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael is a Series 66, Series 10, Series 9, Series 3, Series 31 and Series 7 licensed advisor. Michael is currently registered in 53 states, including California, Texas, Alabama, Alaska, Arizona, Arkansas, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Michael is also registered as an investment advisor in California and Texas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

SAN DIEGO, CA

experience

29 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Michael Grossman is a financial advisor at LPL Financial LLC with over 27 years of experience in the financial services industry. Michael Grossman has been registered with LPL Financial LLC since October 2022. Michael Grossman has also worked at a number of other firms including Securities America, Inc., Triad Advisors LLC, FSC Securities Corporation, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Woodbury Financial Services, Inc., Charles Schwab & Co., Inc., Vanguard Marketing Corporation, United Planners' Financial Services of America A Limited Partner and Dean Witter Reynolds Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Navy Federal Investment Services, LLC

location

San Diego, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Michael Bayard Descamp is a registered representative with Navy Federal Investment Services, LLC. Michael has been in the industry since 2023 and has a Series 6TO and SIE. Michael was previously with Northwestern Mutual Investment Services, LLC. Michael specializes in Financial Planning, portfolio management for individuals and businesses, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Mariner Independent

location

San Jose, CA

experience

34 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Michael Zent is a financial advisor who has been in the industry for over 30 years. He is registered with Mariner Independent and holds licenses in multiple states. Michael has extensive experience in various investment strategies and specializes in serving individuals, businesses, and pension plans. He also provides financial planning, portfolio management, and selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Park Avenue Securities LLC | CFC ® (Certifications)

location

IRVINE, CA

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Michael Oliver is a financial professional with over 18 years of experience in the industry. Michael is a Registered Representative and Investment Advisor Representative at Park Avenue Securities LLC. Michael has a strong background in providing financial planning, investment management, and educational seminars to individuals, families, and businesses. Michael is also licensed to sell insurance products.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

MML Investors Services, LLC | CFP ® (Certifications)

location

Los Angeles, CA

experience

23 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Michael Yang is a registered investment advisor representative in California. He has been in the financial services industry since 2002, and has experience at firms like MSI Financial Services, Inc., AXA Advisors, LLC, and currently at MML Investors Services, LLC. Michael's specialties include asset allocation, financial planning, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed
location

CONCORD, CA

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Michael Heavey is an active Investment Advisor Representative at Assetmark, Inc.. Michael has been in the securities industry since 1998. Michael has a strong background in the financial services industry with previous employment at Ceros Financial Services, Inc., Fidelity Brokerage Services LLC, MFS Fund Distributors, Inc., Charles Schwab & Co., Inc., Sentra Securities Corporation, Spelman & Co., Inc., Fortress Financial Securities Corporation, Salomon Smith Barney Inc., Garban LLC, RMJ Securities Corp. and Liberty Brokerage Inc. Michael holds the Series 63, Series 65, Series 7, Series 24 and SIE licenses. Michael is also registered in Michigan.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Unclaimed

Wells Fargo Clearing Services, LLC

location

EL SEGUNDO, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Michael Mark Soriano is a financial advisor registered with Wells Fargo Clearing Services, LLC. Michael is a registered investment advisor representative with the state of California. Michael has been in the industry since October 3, 2017. Michael provides investment consulting services to institutional clients and offers financial planning services. Michael has a total of 11 approved registrations with various regulatory bodies including FINRA and the state of California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

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