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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

J.p. Morgan Securities LLC

location

PARAMOUNT, CA

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Michael Gomez is a registered representative with J.p. Morgan Securities LLC. Michael has been in the financial industry since 2018. Michael has Series 7TO, Series 63, and Series 66 registrations. Michael is also a registered investment advisor representative in California. Michael's prior experience includes working with Wells Fargo Clearing Services, LLC. Michael is currently registered with J.p. Morgan Securities LLC in California and Nevada.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

CITY OF INDUSTRY, CA

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Michael Kung is a financial advisor registered with J.P. Morgan Securities LLC in CITY OF INDUSTRY, CA. Michael has been in the securities industry since November 2012. Michael is a licensed agent in California, Colorado, Nevada, and Oregon. Michael specializes in providing financial planning, investment advice, and portfolio management for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC | CFP ® (Certifications)

location

VACAVILLE, CA

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Michael White is a financial advisor with over 15 years of experience in the financial services industry. Michael is a Certified Financial Plannerâ„¢ professional. Michael is currently registered with LPL Financial LLC in California and Texas and has been registered with LPL Financial LLC since April 2010. Previously, Michael was a financial advisor with Edward Jones in California. Michael has a strong track record of providing comprehensive financial planning services to individuals, families, and businesses. Michael specializes in retirement planning, investment management, and estate planning.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Hilltop Securities Inc.

location

SAN FRANCISCO, CA

experience

21 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Michael Clement Spohn is a registered representative of Hilltop Securities Inc. and has been in the financial industry since 2003. Michael is licensed in a number of states, including California, Florida, Massachusetts, Minnesota, Montana, New York, Oregon, Pennsylvania, Texas and Virginia. Michael is a dedicated financial professional with experience in financial planning, educational seminars, publication of periodicals, selection of other advisers, and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

J.p. Morgan Securities LLC

location

LOS ALTOS, CA

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Michael Santangelo is a registered investment advisor representative associated with J.P. Morgan Securities LLC. Michael is licensed to provide financial advice in multiple states including California, Texas, Arizona, Florida and others. Michael has been working in the industry since 2013 and has a wide range of experience in financial planning, investment management, and portfolio management for businesses and individuals. Michael has a strong understanding of the financial markets and has a proven track record of success in helping clients achieve their financial goals. Prior to joining J.P. Morgan Securities LLC, Michael worked with EK Riley Investments, LLC and ScotTrade, Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Citigroup Global Markets Inc.

location

San Francisco, CA

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Michael Anthony Cadiz is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Citigroup Global Markets Inc., and has held this position since March 2001. Michael has a broad range of experience and holds numerous licenses and certifications, including Series 7, 63, 86 and 87. Michael has been actively registered with the Securities and Exchange Commission (SEC) for over 20 years.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION ADVICE
Security Ratings
Publication of Financial Periodicals
Unclaimed

Mercer Global Advisors Inc.

location

San Diego, CA

0 Disclosures

ADVISOR BIO

Michael Axelrod is an investment advisor representative with Mercer Global Advisors Inc., based in San Diego, CA. Michael has been a registered investment advisor since 1983. Michael has also worked for Brookstreet Securities Corporation, CentEx Securities Corporation, Sutro & Co. Incorporated and Prudential-Bache Securities Inc. in previous roles. Michael offers financial planning, pension consulting, and portfolio management services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
TRUST SERVICES, ESTATE PLANNING, TAX RETURN PREPARATION, CONSULTATION
Publication of Financial Periodicals
Unclaimed

Northern Trust Securities, Inc.

location

LOS ANGELES, CA

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Michael Laubenstein is a financial advisor with Northern Trust Securities, Inc. Michael has been in the industry since August 2005 and has experience with providing investment advice for both individuals and businesses. Michael is registered with the state of California. In addition to his experience at Northern Trust Securities, Inc., Michael previously worked at FIRST REPUBLIC SECURITIES COMPANY, LLC and WELLS FARGO INVESTMENTS, LLC.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Wells Fargo Clearing Services, LLC

location

WALNUT CREEK, CA

experience

32 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Michael Charles Riherd is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Michael has been in the financial services industry since May 1993. Michael is licensed to provide financial services in multiple states across the United States. Michael has experience working with individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Michael specializes in investment advisory services, portfolio management, and financial planning.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Wells Fargo Clearing Services, LLC

location

FRESNO, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Michael Lakovich is a registered representative with Wells Fargo Clearing Services, LLC, with over 7 years of experience in the financial industry. Michael holds the Series 7, Series 66, and SIE exams. Michael has been registered with the Securities and Exchange Commission (SEC) and is licensed in 28 states. Michael is committed to providing clients with comprehensive financial services, including investment consulting, financial planning, and portfolio management.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

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