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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

Asia Global Asset Management, Inc.

location

ALAMEDA, CA

0 Disclosures

ADVISOR BIO

Michael Hsu is an Investment Advisor Representative associated with Asia Global Asset Management, Inc. Michael holds a Series 65 license and is currently registered with the states of California, New Jersey, and New York. Michael has been working in the financial services industry since January 1987 and has been associated with Asia Global Asset Management, Inc. since October 2007. Michael's firm has approximately 27 clients and Michael's primary firm office is located in Alameda, California. Michael's firm offers advisory services in the area of selection of other advisers.

SPECIALIZATIONS

Selection of Other Advisors
Unclaimed

Benefit Financial Services Group | CFP ® (Certifications)

location

IRVINE, CA

0 Disclosures

ADVISOR BIO

Michael Angelo Allbee is a financial advisor with Benefit Financial Services Group. Michael is a Certified Financial Planner and has been in the industry since 2008. He is registered with the state of California as an Investment Advisor Representative (IAR). Michael also holds the Series 65 license, the Uniform Investment Adviser Law Examination. He specializes in providing financial planning, insurance solutions, portfolio management for individuals and businesses, and credit and cash management solutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CREDIT AND CASH MANAGEMENT SOLUTIONS, INSURANCE SOLUTIONS
Unclaimed

U.s. Bancorp Advisors, LLC

location

PALO ALTO, CA

experience

13 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Michael Chan is a financial advisor with U.S. Bancorp Advisors, LLC. Michael has been in the industry since December 2011 and has a Series 66 license. Michael is registered in 18 states and the District of Columbia. Michael's firm specializes in portfolio management for individuals and businesses. U.S. Bancorp Advisors, LLC has been in business for over 100 years. The firm is headquartered in Glendale, California and has offices throughout the country.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

SAN MATEO, CA

experience

41 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Michael Hughes is an investment advisor representative with LPL Financial LLC based in San Mateo, CA. Michael has been in the industry since 1984 and is registered in California and Oregon. Michael has a wide range of experience, having worked for several firms, including Wells Fargo Advisors Financial Network, LLC, Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael has obtained licenses from the Securities Industry Essentials Examination, General Securities Representative Examination, National Commodity Futures Examination, General Securities Sales Supervisor Examination, and Uniform Investment Adviser Law Examination. Michael specializes in portfolio management for individuals and businesses, financial planning, and pension consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed
location

Carlsbad, CA

experience

41 Years Experience

0 Disclosures

ADVISOR BIO

Michael Killeen is a financial advisor with over 38 years of experience in the financial services industry. He is currently registered with Morgan Stanley in Carlsbad, CA. He specializes in providing investment advice to individuals, businesses, and institutions. Prior to joining Morgan Stanley, Michael worked at CITIGROUP GLOBAL MARKETS INC. and LEHMAN BROTHERS INC. He holds several industry licenses, including Series 3, Series 7, Series 63, and Series 65. He also has a strong track record of helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Wealthspire Advisors | CFP ® (Certifications)

location

San Francisco, CA

0 Disclosures

ADVISOR BIO

Michael Zachary Mangels is a financial advisor registered with Wealthspire Advisors. Michael has a Certified Financial Planner designation and is registered in both California and Texas. Michael focuses on providing financial planning, pension consulting, and selection of other advisors to clients. Michael has over 13 years of experience in the financial services industry and is passionate about helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Avantax Advisory Services

location

SAN DIEGO, CA

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Michael James Lord is a financial advisor registered with Avantax Advisory Services, operating out of their San Diego, CA branch office. Michael has been in the financial services industry since February 7, 2006. Prior to joining Avantax Advisory Services, Michael was registered with 1ST GLOBAL CAPITAL CORP. in San Diego, CA, CHASE INVESTMENT SERVICES CORP. in Escondido, CA and WELLS FARGO INVESTMENTS, LLC in San Diego, CA. Michael holds a Series 7, Series 66 and SIE license. Michael currently holds an active registration in California for both broker-dealer and investment advisor activities.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SOLICITOR REFERRAL SERVICES TO THIRD-PARTY INVESTMENT MANAGERS; PARTICIPANT ENROLLMENT MEETINGS
Unclaimed

Cetera Investment Advisers LLC

location

CONCORD, CA

experience

25 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Michael James Martin is an investment advisor representative who has been working in the financial services industry since March 23, 2000. Michael is currently registered with Cetera Investment Advisers LLC in Concord, CA. Prior to joining Cetera Investment Advisers, Michael was an advisor with Wells Fargo Clearing Services, LLC in San Francisco, CA. Michael has experience providing financial planning and portfolio management services to individuals, businesses, pension plans, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

SAN DIEGO, CA

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Michael Cerminaro is a financial advisor with over 25 years of experience in the financial industry. Michael has a Series 7, Series 10, Series 24, Series 63, and Series 66 licenses and is registered in Connecticut, Florida, Massachusetts, New Hampshire, New York, Pennsylvania, and Vermont. Michael is currently employed by LPL Financial LLC and provides investment advisory and financial planning services to individuals, families, corporations, and charitable organizations. Michael has experience with a variety of investment strategies and can help clients develop a personalized financial plan to meet their individual needs.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

NEWPORT BEACH, CA

experience

39 Years Experience

0 Disclosures

ADVISOR BIO

Michael Reimer is a financial advisor with Stifel, Nicolaus & Company, Inc., based in Newport Beach, CA. Michael has been in the financial services industry since 1986. Michael is licensed to provide investment advisory services in California, Arizona, Colorado, Florida, Georgia, Hawaii, Idaho, Kansas, Maryland, Michigan, Montana, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, South Carolina, South Dakota, Texas, Utah, Virginia, Washington, and Wisconsin. Michael also has his Series 3, 7, and 63 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles

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