Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zubin? Claim Your ProfileZubin Hodiwalla is a financial professional with over 25 years of experience in the industry. Zubin is currently registered with Aegis Capital Corp. in Melville, NY. Zubin has previously been registered with TD Ameritrade, Inc., Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Oppenheimer & Co., Inc. Zubin holds Series 7, Series 63, and Series 65 licenses. Zubin specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Zubin also provides financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
01/03/2025 - Present
Aegis Capital Corp. (MELVILLE NY)
NY
05/07/2019 - 01/11/2021
TD AMERITRADE, INC. (GARDEN CITY NY)
NY
05/14/2008 - 12/26/2018
CHARLES SCHWAB & CO., INC. (NEW YORK CITY NY)
NY
12/19/2007 - 04/30/2008
TD AMERITRADE, INC. (NEW YORK NY)
NY
07/18/2005 - 12/06/2007
FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)
NY
11/02/2001 - 07/07/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/11/1997 - 11/09/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/12/1994 - 08/20/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
IA
Issued 01/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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