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Zubaid Ahmad

BA Securities, LLC

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About Zubaid Ahmad

Zubaid Ahmad has been in the financial industry since 1990. Zubaid is currently registered with Ba Securities, LLC and holds the Series 7, Series 63, Series 79TO, Series 24, and SIE licenses. Zubaid has previously worked at Citigroup Global Markets Inc., Standard Chartered Securities (North America) Inc., J.P. Morgan Securities Inc., Credit Suisse First Boston Corporation, and Wasserstein Perella & Co., Inc.. Zubaid is registered in Pennsylvania and New York.

Firm Information

Zubaid Ahmad is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Zubaid Ahmad’s Registration & Firm History

PA

05/10/2017 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

NY

06/03/2010 - 04/12/2017

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

03/05/2009 - 03/26/2010

STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (NEW YORK NY)

NY

05/01/2001 - 08/18/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

08/16/2000 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

06/22/1993 - 01/29/2000

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NY

06/21/1990 - 06/03/1993

WASSERSTEIN PERELLA & CO., INC. (NEW YORK NY)

NA

01/24/1989 - 02/27/1990

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 01/10/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/21/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Zubaid Ahmad.
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