Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zoraida? Claim Your ProfileZoraida Caridad Diaz is a financial advisor with over 27 years of experience in the financial services industry. Zoraida is currently registered with Insigneo Advisory Services, LLC and is a Registered Representative (Series 7, 63, 65 and SIE) of Insigneo Securities LLC, a subsidiary of Insigneo Advisory Services, LLC. Zoraida specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses, as well as pooled investment vehicles. Zoraida has previously worked with UBS Financial Services Inc. and Citigroup Global Markets Inc., among other firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consolidation of financial reports and consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Rebates/trailer fees
1
2
FL
05/25/2021 - Present
Insigneo Advisory Services, LLC (MIAMI FL)
FL
09/16/2011 - 08/14/2020
UBS FINANCIAL SERVICES INC. (MIAMI FL)
FL
05/29/2007 - 09/26/2011
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
04/18/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (MIAMI FL)
FL
10/03/2003 - 04/11/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (CORAL GABLES FL)
MO
10/01/2000 - 10/06/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
11/24/1993 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 04/24/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/22/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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