Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zonia? Claim Your ProfileZonia J. Lei is a financial advisor at Fidelity Personal And Workplace Advisors with over 14 years of experience in the financial services industry. Zonia has a Series 7, 9, 10, 66, and SIE license and has been registered with the Securities and Exchange Commission (SEC) and FINRA since 2008. Zonia previously worked at Wells Fargo Clearing Services, LLC and Morgan Stanley. Zonia holds a Uniform Combined State Law Examination license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/05/2023 - Present
Fidelity Personal AND Workplace Advisors (LARKSPUR CA)
CA
05/12/2021 - 04/11/2023
MORGAN STANLEY (San Francisco CA)
CA
01/03/2011 - 04/21/2021
WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)
CA
12/12/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 01/12/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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