Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zong? Claim Your ProfileZong Da Chen is a financial advisor currently registered with Santander US Capital Markets LLC. Zong has been in the financial industry since January 24, 2004, and is licensed to sell securities in New York. Zong has held prior positions with Goldman Sachs & Co. LLC and Bear, Stearns & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/26/2017 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
09/02/2008 - 07/14/2017
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
01/07/2004 - 08/14/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 03/05/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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