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Zohaib Tariq

Pruco Securities, LLC

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About Zohaib Tariq

Zohaib Tariq is a financial advisor currently registered with Pruco Securities, LLC. Zohaib has been in the financial services industry since August 2009. Zohaib has experience working with various clients, including individuals, corporations, and trusts. Zohaib has also worked with Woodstock Financial Group, Inc., Spartan Capital Securities, LLC, J.P. Morgan Securities LLC, Citigroup, and Four Points Capital Partners LLC.

Firm Information

Zohaib Tariq is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Zohaib Tariq’s Registration & Firm History

NY

06/24/2024 - Present

Pruco Securities, LLC (New York NY)

NY

10/13/2022 - 04/23/2024

CITIGROUP GLOBAL MARKETS INC. (New York NY)

NY

10/20/2021 - 04/05/2022

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

11/06/2019 - 08/20/2021

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

NY

10/13/2017 - 11/06/2019

WOODSTOCK FINANCIAL GROUP, INC. (New York NY)

NY

09/20/2016 - 10/17/2017

FOUR POINTS CAPITAL PARTNERS LLC (NEW YORK NY)

TX

04/08/2016 - 10/14/2016

WOODSTOCK FINANCIAL GROUP, INC. (Austin TX)

NY

01/06/2016 - 03/12/2016

AVENIR FINANCIAL GROUP (NEW YORK NY)

TX

11/25/2014 - 10/07/2015

WOODSTOCK FINANCIAL GROUP, INC. (Austin TX)

NY

07/16/2013 - 11/24/2014

FOUR POINTS CAPITAL PARTNERS LLC (NEW YORK NY)

NY

09/15/2010 - 08/06/2013

COLUMBUS ADVISORY GROUP, LTD. (NEW YORK NY)

FL

10/15/2009 - 09/13/2010

CBG FINANCIAL GROUP, INC. (BOCA RATON FL)

FL

02/19/2007 - 06/11/2008

GUNNALLEN FINANCIAL, INC (BOCA RATON FL)

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Licenses & Designations

BOTH

Issued 05/20/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/26/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Zohaib Tariq. Review regulatory record here.
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