Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ziying? Claim Your ProfileZiying Zhou is a financial advisor currently registered with Prospera Financial Services, Inc. in California. Ziying has been in the financial services industry since 2020. Ziying's previous employers include Hightower Securities, LLC, Northwestern Mutual Investment Services, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ziying specializes in providing financial planning services to individuals, businesses, and institutions. Ziying has a Series 7TO and Series 66 license. Ziying's current registration with Prospera Financial Services, Inc. is active.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
CA
08/28/2024 - Present
Prospera Financial Services, Inc. (San Jose CA)
IL
11/03/2023 - 11/09/2023
HIGHTOWER SECURITIES, LLC (CHICAGO IL)
TX
04/01/2022 - 06/20/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (AUSTIN TX)
NY
01/03/2022 - 02/17/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (New York NY)
NC
07/07/2020 - 09/16/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
BOTH
Issued 07/27/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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