Unclaimed
Ziyi Wang is a financial professional who is registered with the Securities Industry and Financial Markets Association (FINRA) as well as the state of New York. Ziyi Wang is currently employed by Scotia Capital (usa) Inc. in New York, New York. Ziyi Wang has a Series 63, Series 79TO, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/20/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 10/24/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/17/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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