Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ziwen? Claim Your ProfileZiwen Chen is a securities professional with experience in the financial industry. Ziwen Chen has passed the Securities Industry Essentials Examination (SIE), Securities Trader Exam (Series 57), and Operations Professional Examination (Series 99). Ziwen Chen is currently registered with Tradeup Securities, Inc. and US Tiger Securities, Inc. and previously held a registration with T3 TRADING GROUP, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/27/2022 - Present
Tradeup Securities, Inc. (NEW YORK NY)
NY
09/04/2020 - 01/21/2021
T3 TRADING GROUP, LLC (NEW YORK NY)
BC
Issued 04/23/2022
Series 99TO - Operations Professional Examination
BC
Issued 09/04/2020
Series 57TO - Securities Trader Exam
BC
Issued 07/09/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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