Unclaimed
Zijin Shen is a financial professional with over 15 years of experience in the industry. Zijin is currently registered with Virtu Americas LLC. Previously, Zijin has held positions with Virtu Financial BD LLC, Jump Trading, LLC, SQT Trading, LLC, Merrill Lynch Professional Clearing Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Credit Suisse Securities (USA) LLC. Zijin holds a variety of licenses including Series 3, 4, 7, 24, 44, 55, 57TO, 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/16/2019 - Present
Virtu Americas LLC (New York NY)
TX
11/06/2018 - 04/09/2020
VIRTU FINANCIAL BD LLC (AUSTIN TX)
NY
10/18/2013 - 07/11/2016
JUMP TRADING, LLC (NEW YORK NY)
NY
08/30/2012 - 10/03/2013
SQT TRADING, LLC (NEW YORK NY)
NY
09/14/2010 - 07/02/2012
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
12/07/2009 - 07/02/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/02/2007 - 01/19/2010
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/30/2004 - 03/23/2007
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
08/11/2004 - 09/30/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/24/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2004
Series 4 - Registered Options Principal Examination
BC
Issued 10/28/2004
Series 24 - General Securities Principal Examination
BC
Issued 11/06/2018
Series 57TO - Securities Trader Exam
BC
Issued 07/11/2016
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2007
Series 44 - PCX Market Maker Exam
BC
Issued 04/12/2005
Series 3 - National Commodity Futures Examination
BC
Issued 11/03/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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