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Zijin Shen

Virtu Americas LLC

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About Zijin Shen

Zijin Shen is a financial professional with over 15 years of experience in the industry. Zijin is currently registered with Virtu Americas LLC. Previously, Zijin has held positions with Virtu Financial BD LLC, Jump Trading, LLC, SQT Trading, LLC, Merrill Lynch Professional Clearing Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Credit Suisse Securities (USA) LLC. Zijin holds a variety of licenses including Series 3, 4, 7, 24, 44, 55, 57TO, 63, and SIE.

Firm Information

Zijin Shen is currently registered with Virtu Americas LLC. Virtu Americas LLC is a Limited Liability Company formed in February 2009 and approved in all 50 states and the District of Columbia. The firm has been registered with the SEC and has a total of 53 regulatory and civil event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

163

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Zijin Shen’s Registration & Firm History

NY

08/16/2019 - Present

Virtu Americas LLC (New York NY)

TX

11/06/2018 - 04/09/2020

VIRTU FINANCIAL BD LLC (AUSTIN TX)

NY

10/18/2013 - 07/11/2016

JUMP TRADING, LLC (NEW YORK NY)

NY

08/30/2012 - 10/03/2013

SQT TRADING, LLC (NEW YORK NY)

NY

09/14/2010 - 07/02/2012

MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)

NY

12/07/2009 - 07/02/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

04/02/2007 - 01/19/2010

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

09/30/2004 - 03/23/2007

MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)

NY

08/11/2004 - 09/30/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/24/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/10/2004

Series 4 - Registered Options Principal Examination

BC

Issued 10/28/2004

Series 24 - General Securities Principal Examination

BC

Issued 11/06/2018

Series 57TO - Securities Trader Exam

BC

Issued 07/11/2016

SIE - Securities Industry Essentials Examination

BC

Issued 05/11/2007

Series 44 - PCX Market Maker Exam

BC

Issued 04/12/2005

Series 3 - National Commodity Futures Examination

BC

Issued 11/03/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/10/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Zijin Shen.
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