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Zihe Liu

Barclays Capital Inc.

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About Zihe Liu

Zihe Liu is an investment banking professional with experience in the securities industry. Zihe holds the Series 79, Series 63, and SIE licenses. Zihe is currently registered with Barclays Capital Inc. in both California and New York. Zihe began their career in the industry on November 17, 2014.

Firm Information

Zihe Liu is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Zihe Liu’s Registration & Firm History

NY

11/17/2014 - Present

Barclays Capital Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/29/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Zihe Liu.
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