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Zicheng Hearst Zhang

Wallachbeth Capital LLC

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About Zicheng Hearst Zhang

Zicheng Hearst Zhang is a financial professional with over 16 years of experience in the financial services industry. Currently, Zicheng is a Registered Principal at Wallachbeth Capital LLC, where Zicheng has been since 2013. Zicheng has previously held positions at LOUIS CAPITAL MARKETS, LP, NEWEDGE USA, LLC, FIRST LIBERTIES FINANCIAL, PELION SECURITIES CORPORATION, MERIDIAN EQUITY PARTNERS, INC., ASSENT LLC, and DRESDNER KLEINWORT SECURITIES LLC.

Firm Information

Zicheng Zhang is currently registered with Wallachbeth Capital LLC. Wallachbeth Capital LLC is a Limited Liability Company formed in May 2008. The firm is registered in 44 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

44

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Zicheng Zhang’s Registration & Firm History

NJ

01/16/2013 - Present

Wallachbeth Capital LLC (JERSEY CITY NJ)

NA

03/29/2012 - 12/20/2012

LOUIS CAPITAL MARKETS, LP (PARIS )

NY

07/06/2011 - 02/23/2012

NEWEDGE USA, LLC (NEW YORK NY)

TX

05/26/2010 - 04/27/2011

FIRST LIBERTIES FINANCIAL (DALLAS TX)

NY

04/06/2009 - 07/27/2010

PELION SECURITIES CORPORATION (NEW YORK NY)

NY

05/22/2008 - 03/12/2009

MERIDIAN EQUITY PARTNERS, INC. (NEW YORK NY)

NY

04/03/2008 - 05/28/2008

ASSENT LLC (NEW YORK NY)

NY

03/14/2006 - 12/14/2007

DRESDNER KLEINWORT SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/27/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/30/2010

Series 4 - Registered Options Principal Examination

BC

Issued 02/12/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/13/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Zicheng Hearst Zhang. Review regulatory record here.
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