Unclaimed
Ziauddin Mahmood is a financial advisor with over 30 years of experience in the industry. Ziauddin has a wide range of experience working for firms such as Walnut Street Securities, Inc., American Capital Equities, Inc., and Carillon Investments, Inc. Ziauddin holds the Series 7, Series 63, and Series 66 licenses, as well as the SIE exam. Ziauddin is currently registered with Osaic Wealth, Inc. and is licensed in 17 states. Ziauddin is also a Statutory Agent for a sole proprietorship, President of a religious community-based Housing Cooperative Corporation, and President of a family-owned real estate construction, buying and selling business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
11/04/2021 - Present
Osaic Wealth, Inc. (ST. LOUIS MO)
CA
09/22/1989 - 01/16/1997
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NA
10/26/1984 - 09/28/1989
AMERICAN CAPITAL EQUITIES, INC.
NA
10/30/1985 - 01/28/1988
CARILLON INVESTMENTS, INC.
BOTH
Issued 11/03/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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