Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zhuo vivian? Claim Your ProfileZhuo vivian Xuan Xiao is a registered representative with Citizens JMP Securities, LLC. Zhuo vivian has over 13 years of experience in the financial industry. Zhuo vivian holds the Series 28, SIE, and Series 99TO licenses. Zhuo vivian is currently registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/19/2018 - Present
Citizens JMP Securities, LLC (SAN FRANCISCO CA)
CA
09/21/2009 - 05/17/2016
JMP SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 09/18/2009
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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