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Zhou Jiang

Smbc Nikko Securities America, Inc.

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About Zhou Jiang

Zhou Jiang is a financial advisor with over 10 years of experience in the industry. Zhou is currently registered with Smbc Nikko Securities America, Inc., and previously worked with Barclays Capital Inc. Zhou holds a Series 3, 7, 7TO and 63 licenses. Zhou is licensed in 51 states and the District of Columbia.

Firm Information

Zhou Jiang is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Zhou Jiang’s Registration & Firm History

NY

05/10/2021 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

08/17/2011 - 05/24/2018

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/03/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/03/2023

Series 3 - National Commodity Futures Examination

BC

Issued 05/08/2021

Series 7TO - General Securities Representative Examination

BC

Issued 05/24/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Zhou Jiang.
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