Unclaimed
Zhou Jiang is a financial advisor with over 10 years of experience in the industry. Zhou is currently registered with Smbc Nikko Securities America, Inc., and previously worked with Barclays Capital Inc. Zhou holds a Series 3, 7, 7TO and 63 licenses. Zhou is licensed in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/10/2021 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
08/17/2011 - 05/24/2018
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 07/03/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2023
Series 3 - National Commodity Futures Examination
BC
Issued 05/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
Not sure Zhou Jiang is the right advisor for you? Invested Better is here to help.