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Zhongkun Wang

Nylife Securities LLC

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About Zhongkun Wang

Zhongkun Wang is a financial professional with over 20 years of experience in the securities industry. Zhongkun is currently registered with Nylife Securities LLC. Zhongkun has a strong track record of success in providing investment advice and financial planning services to clients. Zhongkun is committed to helping clients achieve their financial goals.

Firm Information

Zhongkun Wang is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Zhongkun Wang’s Registration & Firm History

NY

06/12/2023 - Present

Nylife Securities LLC (MELVILLE NY)

NY

11/12/2007 - 11/19/2010

OCEANCROSS CAPITAL, LLC (GREAT NECK NY)

IL

02/13/2004 - 10/20/2004

ASSENT LLC (BOLINGBROOK IL)

GA

08/12/1999 - 02/08/2000

WMA SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 09/01/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/29/2024

Series 7TO - General Securities Representative Examination

BC

Issued 06/12/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/24/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/10/2008

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/18/2007

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/29/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/12/2004

Series 7 - General Securities Representative Examination

BC

Issued 08/12/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Zhongkun Wang.
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