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Zhi ying Guan

Emerson Equity LLC

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About Zhi ying Guan

Zhi Ying Guan is a financial advisor who has been working in the industry since 2020. Zhi Ying is currently registered with Emerson Equity LLC, a firm based in San Mateo, California. Zhi Ying specializes in providing financial planning and portfolio management services for individuals. Zhi Ying also provides educational seminars to clients. Zhi Ying has a strong track record of success in the financial services industry, with experience working with both high-net-worth individuals and other clients. Zhi Ying is committed to providing personalized and comprehensive financial advice to help clients achieve their financial goals.

Firm Information

Zhi ying Guan is currently registered with Emerson Equity LLC. Emerson Equity LLC is a California-based limited liability company formed in 2003 that provides investment advisory services. With over 200 registered representatives and 70+ investment advisor representatives, the firm manages approximately $176 million in regulatory assets for a range of clients, including individuals, pension plans, and other investment advisors. Their services include financial planning, educational seminars, portfolio management, and selection of other advisors. Emerson Equity focuses on providing comprehensive investment advice to individuals and institutions and specializes in the management of private placement life insurance and insurance dedicated funds. They are registered with the SEC and in all 50 states.
Emerson Equity LLC

155 BOVET ROAD, SUITE 725

SAN MATEO, CA 94402

$176.17M

Assets Under Management

39

Total Clients

165

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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management of private placement life insurance / insurance dedicated funds (single investor private funds)

Management of private placement life insurance / insurance dedicated funds (single investor private funds)

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Zhi ying Guan’s Registration & Firm History

CA

12/18/2020 - Present

Emerson Equity LLC (SAN MATEO CA)

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Licenses & Designations

BOTH

Issued 08/15/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/17/2020

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2019

Series 7TO - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Zhi ying Guan.
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