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Zhi Ling

Hold Brothers Capital LLC

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About Zhi Ling

Zhi Ling is a Registered Representative with Hold Brothers Capital LLC, licensed in NY. Zhi is a Series 7TO, SIE and Series 99TO licensed financial professional. Zhi Ling has been in the securities industry since February 26, 2024.

Firm Information

Zhi Ling is currently registered with Hold Brothers Capital LLC. Hold Brothers Capital LLC is a Limited Liability Company that was formed on May 4, 2009. The firm is registered in California, Florida, Nevada, New Jersey, New York, and Texas, and has 1 approved SEC registration and 6 approved state registrations. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Zhi Ling’s Registration & Firm History

NY

02/27/2024 - Present

Hold Brothers Capital LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/25/2024

Series 99TO - Operations Professional Examination

BC

Issued 02/27/2024

Series 7TO - General Securities Representative Examination

BC

Issued 08/26/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Zhi Ling.
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