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Zhenjiang Allan Gu

Charles Schwab & CO., Inc.

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About Zhenjiang Allan Gu

Zhenjiang Gu, Allan is a financial professional with experience in the financial services industry since March 10, 2009. Allan is currently registered with Charles Schwab & CO., Inc. and holds the Series 6, 7, 63 and 65 licenses. Allan previously held positions at TD Ameritrade, Inc. and Chase Investment Services Corp. Allan has expertise in Financial Planning and Portfolio Management. Allan provides his clients with personalized financial advice and investment strategies.

Firm Information

Zhenjiang Gu is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Zhenjiang Gu’s Registration & Firm History

NJ

03/14/2022 - Present

Charles Schwab & CO., Inc. (Morristown NJ)

NJ

09/26/2012 - 05/19/2024

TD AMERITRADE, INC. (Millburn NJ)

NY

04/27/2011 - 08/21/2012

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

NY

04/28/2008 - 03/03/2010

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

NY

11/27/2007 - 04/11/2008

PRUCO SECURITIES, LLC. (HOWARD BEACH NY)

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Licenses & Designations

IA

Issued 05/27/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/06/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/2011

Series 7 - General Securities Representative Examination

BC

Issued 11/26/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Zhenjiang Allan Gu.
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