Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zhengyuan? Claim Your ProfileZhengyuan Lu is a registered investment advisor representative with Neuberger Berman BD LLC. Zhengyuan has over 11 years of experience in the financial services industry. Previously, Zhengyuan was employed by Gleacher & Company Securities, Inc., Rangemark Capital Markets, Inc. and Keefe, Bruyette & Woods, Inc.. Zhengyuan Lu holds FINRA Series 7, 63 and 66 licenses and has passed the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
11/16/2023 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
09/12/2012 - 04/11/2013
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
CT
08/14/2009 - 03/04/2011
RANGEMARK CAPITAL MARKETS, INC. (GREENWICH CT)
NY
05/24/2007 - 11/07/2008
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
BOTH
Issued 11/06/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/30/2019
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Zhengyuan Lu is the right advisor for you? Invested Better is here to help.
