Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zheng? Claim Your ProfileZheng Guo is a financial professional with over 14 years of experience in the industry. Zheng is currently a registered representative with Stonex Financial Inc. based in Winter Park, Florida. Previously, Zheng was a financial professional at Goldman Sachs & Co. LLC based in New York, New York. Zheng is licensed in 12 states including California, Connecticut, Delaware, Florida, Illinois, Indiana, Maryland, Massachusetts, New Jersey, New York, Pennsylvania, and Washington. Zheng holds several securities licenses including Series 3, 4, 7, 55, 57TO, 63, 99TO and 30.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/05/2019 - Present
Stonex Financial Inc. (WINTER PARK FL)
NY
07/01/2008 - 06/13/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 03/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 11/01/2019
Series 30 - NFA Branch Manager Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2012
Series 3 - National Commodity Futures Examination
BC
Issued 04/09/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/30/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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