Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zhen? Claim Your ProfileZhen Wu is a securities professional with experience in the financial services industry. Zhen is currently registered with Mizuho Securities USA LLC and is licensed to provide investment advice in all 50 states. Previously, Zhen worked at Truist Securities, Inc. Zhen Wu holds the Series 7TO, Series 87 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/07/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
01/30/2023 - 05/30/2023
TRUIST SECURITIES, INC. (NEW YORK NY)
BC
Issued 03/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/16/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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