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Zhaofeng Liao

SG Americas Securities, LLC

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About Zhaofeng Liao

Zhaofeng Liao is a financial professional who has been in the industry since 2017. Zhaofeng Liao is currently registered with SG Americas Securities, LLC, which is located in New York City. Previously, Zhaofeng Liao was employed by Jefferies LLC. Zhaofeng Liao holds licenses for Series 3, 57TO, 7TO, 99, and SIE. Zhaofeng Liao is also registered in all 50 states plus Puerto Rico.

Firm Information

Zhaofeng Liao is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Zhaofeng Liao’s Registration & Firm History

NY

03/14/2020 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

10/31/2017 - 07/10/2018

JEFFERIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/18/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/08/2021

Series 3 - National Commodity Futures Examination

BC

Issued 02/06/2021

Series 57TO - Securities Trader Exam

BC

Issued 03/14/2020

Series 7TO - General Securities Representative Examination

BC

Issued 07/10/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/31/2017

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Zhaofeng Liao.
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