Unclaimed
Zhanmei Li is a financial professional with experience in the securities industry. Zhanmei is currently registered with Finalis Securities LLC and has been in the industry since 2022. Zhanmei has a Series 66, Series 7TO, and SIE license and is registered in California, Massachusetts, New York, North Carolina, Oregon, Pennsylvania, and Washington. Zhanmei previously worked at DALMORE GROUP LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/26/2023 - Present
Finalis Securities LLC (New York NY)
NY
05/15/2023 - 07/10/2023
DALMORE GROUP LLC (WOODMERE NY)
CA
11/14/2022 - 05/12/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WOODLAND HILLS CA)
BOTH
Issued 12/03/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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