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Zhanmei Li

Finalis Securities LLC

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About Zhanmei Li

Zhanmei Li is a financial professional with experience in the securities industry. Zhanmei is currently registered with Finalis Securities LLC and has been in the industry since 2022. Zhanmei has a Series 66, Series 7TO, and SIE license and is registered in California, Massachusetts, New York, North Carolina, Oregon, Pennsylvania, and Washington. Zhanmei previously worked at DALMORE GROUP LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

Zhanmei Li is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Zhanmei Li’s Registration & Firm History

NY

07/26/2023 - Present

Finalis Securities LLC (New York NY)

NY

05/15/2023 - 07/10/2023

DALMORE GROUP LLC (WOODMERE NY)

CA

11/14/2022 - 05/12/2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WOODLAND HILLS CA)

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Licenses & Designations

BOTH

Issued 12/03/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/12/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/01/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Zhanmei Li.
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