Unclaimed
Zen Suzuki is a financial professional with experience in the securities industry. Zen is currently registered with UBS Asset Management (us) Inc. in New York. Prior to joining UBS Asset Management (us) Inc., Zen was employed by CREDIT SUISSE SECURITIES (USA) LLC. Zen holds the Series 63, Series 7TO, and SIE exams. Zen is also registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/01/2024 - Present
UBS Asset Management (us) Inc. (New York NY)
NY
08/29/2023 - 05/01/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 09/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/24/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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