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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zelalem? Claim Your ProfileZelalem Baalu Girma is a financial advisor with over 20 years of experience in the industry. Zelalem is currently registered as a Registered Representative and Investment Adviser Representative with Realta Investment Advisors, Inc. Zelalem has held various positions in the industry including roles at LPL Financial LLC, Morgan Stanley, Waddell & Reed, U.S. Bancorp Investments, Inc., and others. Zelalem holds various licenses and certifications, including the Series 4, Series 6, Series 7, Series 9, Series 10, Series 24, and Series 63 licenses. Zelalem is also a Registered Investment Advisor in the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/30/2024 - Present
Realta Investment Advisors, Inc. (SAN DIEGO CA)
CA
06/01/2023 - 02/06/2024
LPL FINANCIAL LLC (CORONA CA)
CA
03/10/2021 - 06/03/2022
MORGAN STANLEY (Newport Beach CA)
KS
11/09/2020 - 02/18/2021
WADDELL & REED (OVERLAND PARK KS)
CA
01/30/2019 - 10/28/2020
U.S. BANCORP INVESTMENTS, INC. (CLAREMONT CA)
CA
04/13/2015 - 11/29/2017
LPL FINANCIAL LLC (ONTARIO CA)
CA
04/02/2012 - 06/19/2014
LPL FINANCIAL LLC (HUNTINGTON BEACH CA)
CA
04/25/2013 - 05/29/2014
KINECTA FINANCIAL & INSURANCE SERVICES, LLC (WOODLAND HILLS CA)
CA
01/24/2011 - 04/04/2012
UNIONBANC INVESTMENT SERVICES, LLC (CORONA CA)
CA
12/10/2009 - 12/17/2010
CUSO FINANCIAL SERVICES, L.P. (GLENDALE CA)
MA
12/20/2007 - 08/31/2009
WILLIAM O'NEIL & COMPANY, INCORPORATED (BOSTON MA)
CA
04/28/2004 - 01/24/2007
ATLAS SECURITIES, LLC (ONTARIO CA)
MA
08/06/2002 - 04/19/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/06/2002 - 04/19/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MN
02/02/2001 - 01/30/2002
SIA SECURITIES CORPORATION (MINNEAPOLIS MN)
MN
08/21/2000 - 01/02/2001
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MA
01/12/2000 - 05/22/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/12/2000 - 05/22/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 11/18/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2019
Series 4 - Registered Options Principal Examination
BC
Issued 09/25/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/22/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/17/2006
Series 24 - General Securities Principal Examination
BC
Issued 11/29/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/10/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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