Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zeb? Claim Your ProfileZeb Vance Hicks is a financial advisor with Janus Henderson Distributors US LLC. Zeb has been in the financial services industry since 1991. He has a wide range of experience and holds Series 7, 63, 65, 66, 9, 10, 24, and 8 licenses. Zeb is registered in Colorado, Florida, Georgia, North Carolina, and South Carolina. Zeb previously worked for MBSC Securities Corporation, AXA Distributors, LLC, Allianz Life Financial Services, LLC, First Trust Portfolios L.P., SunTrust Investment Services, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, SunTrust Securities, Inc., Crestar Securities Corporation, Legg Mason Wood Walker, Incorporated, Charles Schwab & Co., Inc., Johnston, Lemon & Co. Incorporated, and Rushmore Investment Brokers, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
09/26/2016 - Present
Janus Henderson Distributors US LLC (DENVER CO)
NY
07/11/2014 - 09/08/2016
MBSC SECURITIES CORPORATION (NEW YORK NY)
NJ
07/19/2013 - 07/07/2014
AXA DISTRIBUTORS, LLC (JERSEY CITY NJ)
MN
09/29/2010 - 07/12/2013
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
IL
08/01/2006 - 09/20/2010
FIRST TRUST PORTFOLIOS L.P. (LISLE IL)
FL
03/09/2004 - 08/04/2006
SUNTRUST INVESTMENT SERVICES, INC. (ORLANDO FL)
MN
06/10/2002 - 10/10/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/10/2002 - 10/10/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
GA
05/26/2000 - 05/10/2002
SUNTRUST SECURITIES, INC. (ATLANTA GA)
VA
05/12/1998 - 05/26/2000
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
MD
12/20/1996 - 05/14/1998
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
TX
11/26/1996 - 12/04/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
03/12/1993 - 08/26/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
DC
04/01/1996 - 04/15/1996
JOHNSTON, LEMON & CO. INCORPORATED (WASHINGTON DC)
VA
10/25/1989 - 11/05/1992
RUSHMORE INVESTMENT BROKERS, INC. (ARLINGTON VA)
BOTH
Issued 11/03/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/09/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/2005
Series 24 - General Securities Principal Examination
BC
Issued 04/06/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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