Unclaimed
Zarina Sullivan is a registered Investment Advisor Representative (IAR) with Cetera Investment Advisers LLC. Zarina has been in the financial services industry since 2009. Zarina is also a Registered Representative (RR) with Cetera Advisor Networks LLC and has held prior registrations with LPL FINANCIAL LLC and Fidelity Brokerage Services LLC. Zarina is licensed to provide financial advice in California and has passed the Series 63, Series 66, Series 7 and Series 9 exams. In addition to working with Cetera Investment Advisers LLC, Zarina is also involved in a few other business ventures including Zeiders Enterprises, a company providing financial literacy education to military personnel, and a real estate business. Zarina's main office is located in EL SEGUNDO, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
CA
03/31/2015 - 04/05/2016
LPL FINANCIAL LLC (PASADENA CA)
CA
11/19/2009 - 03/09/2015
FIDELITY BROKERAGE SERVICES LLC (SANTA MONICA CA)
IA
Issued 12/16/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/07/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/25/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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