Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zannis? Claim Your ProfileZannis Fikaris is an active advisor with over 20 years of experience in the financial industry. Zannis has a broad range of experience with firms like Merrill Lynch, Pierce, Fenner & Smith Incorporated, E*TRADE PROFESSIONAL TRADING, LLC, and E*TRADE SECURITIES LLC before joining Bofa Securities, Inc. Zannis's expertise spans multiple areas, including securities, commodities, and options trading. As a Series 10, Series 4, and Series 24 registered principal, Zannis is well-equipped to provide guidance and leadership within the firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/10/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
05/25/2006 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/01/2003 - 04/05/2006
E*TRADE PROFESSIONAL TRADING, LLC (NEW YORK NY)
NJ
08/04/2005 - 12/31/2005
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NJ
06/21/2005 - 12/31/2005
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NJ
09/15/1999 - 08/02/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
BC
Issued 10/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/19/2022
Series 4 - Registered Options Principal Examination
BC
Issued 02/09/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2004
Series 3 - National Commodity Futures Examination
BC
Issued 02/28/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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