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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zana? Claim Your ProfileZana Lugo has been in the financial services industry since 2003. Zana is currently a Registered Representative at Fidelity Personal and Workplace Advisors. Zana holds Series 7 and 66 securities licenses and is registered in Arizona, California, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Massachusetts, Nevada, New Hampshire, North Carolina, Oregon, Tennessee, Texas, Virginia, Washington, and Wisconsin. Zana previously worked at TD Ameritrade, Inc., Royal Alliance Associates, Inc., Signator Investors, Inc., Charles Schwab & Co., Inc., and Ameriprise Financial Services, Inc.. Zana has a degree in Business Administration from the University of California, Berkeley. Zana Lugo specializes in providing financial planning, investment management, and retirement planning services to individuals, families, and small businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/16/2021 - Present
Fidelity Personal AND Workplace Advisors (BURLINGAME CA)
CA
09/05/2019 - 05/23/2020
TD AMERITRADE, INC. (CUPERTINO CA)
CA
11/02/2018 - 08/07/2019
ROYAL ALLIANCE ASSOCIATES, INC. (REDWOOD CITY CA)
CA
02/09/2018 - 11/02/2018
SIGNATOR INVESTORS, INC. (REDWOOD CITY CA)
CA
03/18/2013 - 11/07/2017
CHARLES SCHWAB & CO., INC. (SAN MATEO CA)
CA
07/15/2003 - 03/01/2013
AMERIPRISE FINANCIAL SERVICES, INC. (SAN FRANCISCO CA)
MN
07/15/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 9/25/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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