Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zali? Claim Your ProfileZali Win is a financial professional with over 20 years of experience in the industry. Zali is currently registered with Credit Agricole Securities (usa) Inc. and holds Series 3, 7, 63 and SIE licenses. Previously, Zali Win was registered with BNP PARIBAS SECURITIES CORP., COMMONWEALTH EQUITY SERVICES, INC., THOMSON MCKINNON SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and PAINEWEBBER INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/11/2008 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
NY
10/21/2004 - 04/12/2006
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NA
03/18/1991 - 08/12/1991
COMMONWEALTH EQUITY SERVICES, INC.
NA
02/21/1986 - 04/19/1989
THOMSON MCKINNON SECURITIES INC.
NA
07/30/1985 - 02/19/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
04/23/1985 - 01/27/1986
PAINEWEBBER INCORPORATED
BC
Issued 12/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/25/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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