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Zal Zarir Sethna

Nylife Securities LLC

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About Zal Zarir Sethna

Zal Zarir Sethna is a financial professional with over 7 years of experience in the financial industry. Zal is registered with Nylife Securities LLC in Houston, Texas and holds Series 6, 63, 99, and SIE licenses. Zal has a strong understanding of the financial markets and is committed to providing clients with personalized financial advice.

Firm Information

Zal Sethna is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Zal Sethna’s Registration & Firm History

TX

03/31/2014 - Present

Nylife Securities LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 10/03/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/23/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2014

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Zal Zarir Sethna.
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