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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zak? Claim Your ProfileZak William Shapiro is an investment advisor representative with Ameriprise Financial Services, LLC. Zak has been active in the financial services industry since 1998. In addition to working with Ameriprise, Zak has also worked with Western International Securities, Inc., Wells Fargo Advisors, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Morgan Stanley & Co., Incorporated and Morgan Stanley DW Inc.. Zak is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 31, Series 63, and Series 65 licenses. Zak specializes in providing financial planning, asset allocation services, pension consulting, educational seminars, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/25/2024 - Present
Ameriprise Financial Services, LLC (Los Angeles CA)
CA
06/07/2013 - 10/13/2017
OPPENHEIMER & CO. INC. (LOS ANGELES CA)
CA
10/27/2010 - 06/14/2013
WESTERN INTERNATIONAL SECURITIES, INC. (LOS ANGELES CA)
CA
12/10/2009 - 10/14/2010
WELLS FARGO ADVISORS, LLC (LOS ANGELES CA)
CA
06/01/2009 - 12/19/2009
MORGAN STANLEY SMITH BARNEY (LOS ANGELES CA)
CA
03/30/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
04/02/2007 - 04/20/2007
MORGAN STANLEY & CO., INCORPORATED (BEVERLY HILLS CA)
CA
01/06/1998 - 04/02/2007
MORGAN STANLEY DW INC. (BEVERLY HILLS CA)
IA
Issued 02/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 01/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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