Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zainub? Claim Your ProfileZainub Rana is a licensed securities professional with over 20 years of experience in the financial services industry. Zainub has held senior roles at leading investment firms, including Barclays Capital Inc. and Blackstone Advisory Partners L.P. Currently, Zainub is a registered representative at Bofa Securities, Inc., where she provides research-related services to clients. Zainub is also a licensed Investment Banking Registered Representative, holding Series 79TO, Series 7, Series 3, and Series 55 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
11/21/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
04/13/2015 - 09/05/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/20/2013 - 03/13/2015
BLACKSTONE ADVISORY PARTNERS L.P. (NEW YORK NY)
NY
12/19/2005 - 10/16/2012
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/28/2005 - 01/09/2006
AUDOBON SECURITIES, INC. (NEW YORK NY)
NA
05/02/2003 - 04/29/2005
HIGHBRIDGE CAPITAL CORPORATION (GRAND CAYMAN )
NY
05/02/2003 - 11/22/2004
AUDOBON SECURITIES, INC. (NEW YORK NY)
NY
01/02/2001 - 11/22/2002
ISLAND EXECUTION SERVICES, LLC (NEW YORK NY)
NJ
01/02/2001 - 11/22/2002
THE ISLAND ECN (JERSEY CITY NJ)
CT
07/06/2000 - 08/14/2000
WIT CAPITAL CORPORATION (OLD GREENWICH CT)
BC
Issued 03/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2001
Series 4 - Registered Options Principal Examination
BC
Issued 04/18/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/06/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/14/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2003
Series 3 - National Commodity Futures Examination
BC
Issued 08/29/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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