Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Zain? Claim Your ProfileZain Tasneem Khan is a financial professional with over four years of experience in the financial services industry. Zain is currently registered with Morgan Stanley & Co. LLC in California and New York. Previously, Zain worked at MUFG Securities Americas Inc. and MUFG Americas Corporate Advisory, Inc., both in New York. Zain holds the Series 63, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/25/2021 - Present
Morgan Stanley & Co. LLC (San Francisco CA)
NY
08/29/2019 - 05/12/2021
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
01/03/2017 - 02/24/2020
MUFG AMERICAS CORPORATE ADVISORY, INC. (New York NY)
BC
Issued 02/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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